Information financière, 26 mai 2021

The information and documents contained in the following pages are not intended for, and may not be accessed by, or distributed or disseminated to, persons resident or physically present in the United States of America (including its territories, the “United States”), South Africa, Canada, Japan or Australia, and do not constitute, and shall not be construed as, an offer to sell or a solicitation of an offer to purchase or acquire, directly or indirectly, any securities of ENGIE S.A. (“ENGIE”) or Gaztransport et Technigaz S.A. (“GTT”) in the United States, South Africa, Canada, Japan or Australia or to, or for the account or benefit of, any person resident in the United States, South Africa, Canada, Japan or Australia including any corporation or other entity organized under the laws of the United States, South Africa, Canada, Japan or Australia or to, or for the account or benefit of, any person resident in the United States, South Africa, Canada, Japan or Australia.

 

The securities of ENGIE or GTT referred to in the following pages have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “U.S. Securities Act”), and, with respect to the securities of ENGIE, may not be offered or sold in the United States or to, or for the account or benefit of, U.S. Persons (as defined in Regulation S under the U.S. Securities Act) (i) as part of their distribution at any time or (ii) otherwise until 40 days after the later of the commencement of the offering and the last closing date with respect to the securities offered in the offering, absent registration or an exemption from registration under the U.S. Securities Act. ENGIE does not intend to register securities or conduct a public offering in the United States.

 

With respect to each Member State of the European Economic Area (the “Relevant Member State”), the information available in the following pages is directed only at qualified investors as defined in Article 2 (e) of the Regulation (EU) 2017/1129 of the European Parliament and the Council of June 14, 2017 (the “Prospectus Regulation”) and, with respect to the United Kingdom, the information available in the following pages is directed only at qualified investors as defined in Article 2 (e) of the Prospectus Regulation as it forms part of UK domestic law by virtue of the European Union (withdrawal) Act 2018 (the “EUWA”).

 

These restrictions with respect to any Relevant Member State apply in addition to any other restrictions which may be applicable in the Relevant Member State.

 

No key information document required by Regulation (EU) No 1286/2014 (as amended, the “PRIIPs Regulation”) for offering or selling the securities referred to in the following pages or otherwise making them available to retail investors in the EEA, has been prepared and therefore offering or selling the securities referred to in the following pages or otherwise making them available to any retail investor in the EEA may be unlawful under the PRIIPS Regulation.  In addition, no key information document required by the PRIIPs Regulation as it forms part of domestic law by virtue of the EUWA (the “UK PRIIPs Regulation”) for offering or selling the securities referred to in the following pages or otherwise making them available to retail investors in the United Kingdom has been prepared and, therefore, offering or selling the securities referred to in the following pages or otherwise making them available to any retail investor in the United Kingdom may be unlawful under the UK PRIIPs Regulation.

 

All persons residing outside of France and outside of the United States, South Africa, Canada, Japan or Australia or any person resident in the United States, South Africa, Canada, Japan or Australia who wish to access the information and documents contained in the following pages should first ensure that they are not subject to local laws or regulations that prohibit or restrict their right to access this website, or require registration or approval for any acquisition of securities by them. No such registration or approval will be requested. ENGIE assumes no responsibility if there is a violation of applicable laws and regulations by any person.

 

The information contained in this website does not constitute an invitation or inducement to engage in any investment activity within the meaning of the UK Financial Services and Markets Act 2000. Such information is directed only at (i) those persons in the United Kingdom falling within the definition of investment professionals (as defined in Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order”)), (ii) persons falling within Article 49(2)(a) to (d) of the Order or (iii) any other person to whom it may otherwise lawfully be communicated (all such persons together being referred to as "relevant persons"). Any investment or investment activity to which this website and the information contained herein relates is available only to relevant persons in the United Kingdom and will be engaged in only with such persons. Any person who is not a relevant person should not act or rely on the information contained in this website.

 


I therefore certify that:

(1) I am a resident of and physically present in a Member State of the European Economic Area, and I am either (a) a qualified investor as defined in in Article 2 (e) of the Regulation (EU) 2017/1129 of the European Parliament and the Council of June 14, 2017, or (b) otherwise authorized to access this information pursuant to applicable laws or regulations;

 

and

(2) I am not a resident of or physically present in the United States, South Africa, Canada, Japan or Australia. I have read and understood the foregoing, and hereby make the certifications above and agree to comply with all of the above restrictions.

 

IF YES, CLICK HERE

 

No communication or information relating to ENGIE’s bonds exchangeable into existing GTT ordinary shares may be distributed to the public in any jurisdiction in which registration or approval is required. No action has been undertaken to make an offer to the public of ENGIE’s bonds exchangeable into existing GTT ordinary shares in any jurisdiction where such steps would be required. The securities of ENGIE or GTT may not be offered or sold in South Africa, Canada, Japan and Australia, or the United States. No securities may be offered or sold in the United States or to, or for the account or benefit of, U.S. Persons (as defined in Regulation S under the U.S. Securities Act) absent registration with the Securities and Exchange Commission under the U.S. Securities Act of 1933 as amended, or by virtue of an exemption from registration. ENGIE has no intention to register the transaction in the United States or to make a public offering of its securities in the United States.

 

IF NO, CLICK HERE

 

Due to applicable legal restrictions, you are not allowed to access the electronic versions of this information. We apologize for the inconvenience.